Michael Herp
Chief Compliance Officer at Aisa Investment Advisers
Based in Louisville, United States
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Seniority
C-Team
Department
Legal
Location
Louisville
Industry
Investment Banking
Company size
1
Contact information
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m•••••••@aisaeb5.com
Phone
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Background
About Michael Herp
Chief Compliance Officer, Controller and Investment Adviser Representative (CRD#2838671); Over 30 years experience in the Financial Services industry; In-depth knowledge of SEC regulations and operations for registered investment advisers; Extensive experience in capital markets - equity, fixed income, ABS and derivatives; Excellent Accounting skills: use Quickbooks Online for accounting, bill paying, payroll, tax filings and budgeting; Experienced project manager; Strong analytical and underwriting skills; Experienced deal negotiator from the sell and buy side; Knowledge of retail and institutional insurance products - Life, Fixed and Variable Annuities, GICs; Experienced public speaker; Expertise in investment performance attribution and analysis;
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