Seniority
Director
Department
General Business & Management
Location
Toronto
Industry
Banking
Company size
105K
Contact information
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m•••••••@td.com
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Background
About Michael Omran
Experienced and results oriented regulatory compliance professional supporting firms registered in Canadian and US jurisdictions. Extensive demonstrated support of OSC and IIROC registered firms with respect to their securities regulatory obligations, registered in the categories of Portfolio Manager, Investment Fund Manager, Exempt Market Dealer and Investment Advisor under Wealth. Experience in the execution of OSFI E-13: Regulatory Compliance Management, program management requirements which include, risk control assessments, rule inventory mapping, control identification, issues management/remediation and emerging regulatory development gap analysis,
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