Mike Duncan
Ria Compliance Analyst at Kestra Financial
Based in Austin, United States
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Seniority
Staff
Department
Other
Location
Austin
Industry
Financial Services
Company size
447
Contact information
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m•••••••@kestrafinancial.com
Phone
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Background
About Mike Duncan
Drawing on extensive expertise in the financial services industry, I specialize in providing prompt and accurate responses to complex inquiries while fostering a culture of excellence. At Wells Fargo Advisors, I've progressed from facilitating client trading to mentoring colleagues and guiding team meetings, leveraging my skills in communication, problem-solving, and leadership. With a solid background in Finance & Economics and certifications including Series 7 and Series 63, I'm committed to driving positive outcomes and contributing to team success in dynamic environments. This information is intended for use by residents of AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, and WY Investment and Insurance Products are:* Not Insured by the FDIC or Any Federal Government Agency * Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate * Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. Opinions and comments do not necessarily represent the views of our firm. Additional guidelines can be found on wfa.com/social
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