Mike Spero
Chief Compliance Officer at Washington Crossing Advisors
Based in Washington, United States
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Seniority
C-Team
Department
Legal
Location
Washington
Industry
Financial Services
Company size
19
Contact information
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m•••••••@stifel.com
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Background
About Mike Spero
After nearly two decades as an innovative thinker in the compliance field, I can see how all the pieces of a business fit together in the puzzle. My work connects the dots and anticipates potential outcomes to ensure cross-functional collaboration in minimizing risks and exposures. Having led teams in consulting firms, hedge funds, and investment banks across various markets, I possess a keen understanding of compliance matters and emerging industry changes. With a proven track record of challenging and guiding cybersecurity and regulatory management practices, my overall goal is promoting synergy between compliance and business growth. Core expertise: Compliance, Regulatory Affairs, Risk Management, SEC Filings, Cybersecurity, Data Privacy, Investor Relations.
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