Neil Henry

Background

About Neil Henry

Currently employed as Director - Professional Practices with Barclays. Responsibilities include contributing to the development of and delivering on global strategic priorities and change initiatives for the function, partnering with senior stakeholders across the audit function and leading the development and delivery of function-wide training on audit methodology and practices.Previously employed as Senior Audit Manager - Professional Practices at Tesco Bank. As part of the Audit Leadership Team, this role involved primary responsibility for reporting to Audit and Management Committees, defining the approach and coordinating ongoing maintenance of the IA 3+3+6 audit plan, ownership of audit methodology and ensuring its alignment with IIA Standards, owning and delivering the QAIP for the function, leading functional co-source engagement and developing and delivering targeted training to the function. Following the acquisition of TB by Barclays, led the separation and integration workstream for TBIA, engaging with senior stakeholders across the change programme and Barclays and enabling a successful separation and integration within right, fixed timeframes.Other responsibilities include overseeing TBIA Risk Management Framework compliance, managing the functional budget and contributing to the setting and monitoring of functional performance metrics. Previously employed as a Senior Internal Audit Manager with FNZ Group, focusing on Operational, Regulatory Compliance and CASS related audits. Led complex audits across the above focus areas, including reviews of AML across multiple jurisdictions, cash and asset reconciliations (considering both operational and regulatory CASS risks), CASS governance, liquidity risk management and ICAAP. AddPrior to this, employed as an Internal Audit Manager with Aegon UK Plc and in an Audit Manager role by Deloitte LLP within the Financial Services Audit division. Within Aegon, audits delivered included ICAAP, Liquidity Risk Management and Gifts, Hospitality and Inducements. Within Deloitte, the role included delivery of the external audit of an SEC registered global banking institution. Specifically, acted as Audit Manager overseeing a team required to deliver both Sarbanes Oxley (SOx) 404 and statutory audits under the scope of PCAOB Auditing Standards. Responsible for coordination of a team of 10 people across numerous locations within the UK and abroad.Graduated as a CA from the Institute of Chartered Accountants in Scotland (ICAS) in 2013 with all first time passes.