Nicholas Carso

Background

About Nicholas Carso

Nick Carso is a seasoned executive with 18+ years of experience directing robust compliance and data governance strategies for one of the most influential stock markets in the U.S. He excels at working in tandem with executive partners globally to maximize compliance impact in international markets. Nick continues to serve as a subject matter expert in market data distribution and global compliance strategy. He is adept at guiding executive teams through complex initiatives and excels at developing compliance applications using leading-edge machine intelligence. EXPERTISE: Using Artificial Intelligence and Machine Intelligence on the business to drive efficiencies and revenue. Adept at partnering senior stakeholders to develop, draft, and revising existing compliance policies, procedures, and communications. Prioritizes enterprise-wide regulatory compliance by facilitating policy development and socialization with compliance policies and procedures. Proven versatility leading global teams across Europe, the U.S, and APAC to establish and fortify global enterprise compliance initiatives. Skilled at sourcing and leveraging data and leading-edge technology to scale business up and deliver new impact. Demonstrated history building a suite of compliance applications from the ground up including two with machine intelligence, one in IP validation, and a predictive tool to automate non-compliance detection. Consistently recognized in the top 5% of all company managers, maintaining a People Pulse survey score above 90% that stems from attentive, servant leadership STRENGTHS: Market Data Compliance • Framework Development • Stakeholder Engagement • Program Management Continuous Improvement • Global Team Leadership • Compliance Management • Training & Development Technology Innovation • Performance Analysis • Data Governance • Risk Management • Machine Intelligence AWARDS: 2017 & 2018: Top Gun Award 2005, 2006, 2008, 2010: President Award