Nikki Brooks

Background

About Nikki Brooks

I am writing my doctoral dissertation on the material reality of psychic images: a transdisciplinary approach to projection. Licensed and registered principal with industry experience spanning two decades and management, leadership, and coaching expertise. My work centers around education, communications, and relationship management. With degrees in business and depth psychology, I offer a unique blend of corporate acumen and psychological insight into client and colleague interactions. Specializing in communications and education with an emphasis in risk management, I have led teams across various sectors of broker dealer and investment advisory firms, including operations, principal review, surveillance, branch exams, licensing and registration, and policies and procedures. I have worked with regulatory affairs, internal audit, and trade desks, and specialized in the analysis and reporting of insider trading patterns. I am a passionate problem solver with a demonstrated history of process improvements. With over a decade of personal development in depth psychotherapy and Jungian analysis, a Master of Arts degree in Jungian and archetypal depth psychology, and a commitment to understanding human nature, I am currently writing my doctoral dissertation on projective dynamics. Firm Disclosure: Securities and advisory services are offered through Prospera Financial Services, member FINRA/SIPC. This site does not accept confidential account information or trading instructions.