Oliver Males

Background

About Oliver Males

Financial services professional with 4 years’ experience across compliance, regulatory advisory, and client- facing sales within trading and investment environments, supported by prior experience in high-pressure, client-focused roles. Currently focused on leveraging strong financial compliance expertise to deliver regulatory insight, project execution, and governance enhancements across the front, middle, and back office. Recently achieved the CISI Global Financial Compliance qualification and progressing toward the CISI Diploma in Investment Compliance. Hands-on experience advising on regulatory matters including Consumer Duty, SMCR, financial promotions, and corporate broking activities (IPOs, placings, private equity transactions). Skilled in procurement due diligence for onboarding IBs, affiliates, and key outsourcing partners across UK, Dubai, and Bermuda jurisdictions. Extensive product knowledge across CFDs, Futures & Options, ISAs, SIPPs, and equity markets. Adept at supporting regulatory implementation projects, drafting internal policies, and fostering a strong compliance culture within dynamic organisations.