Pam Thompson
Vice President, Operations and Compliance at Park Place Financial
Based in Canada
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Seniority
Vp
Department
Operations
Location
Canada
Industry
Financial Services
Company size
27
Contact information
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p•••••••@parkplacefinancial.ca
Phone
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Background
About Pam Thompson
Ensuring compliance with laws, regulatory requirements, policies and procedures. Responsible for establishing standards and implementing procedures to ensure that the compliance programs throughout the organization is effective and efficient in identifying, preventing, detecting and correcting noncompliance with applicable laws and regulations. Ensuring the policies and procedures are well understood and respected by all employees and that our firm is complying with all regulatory requirements. Running a compliant practice is an important part of our business and helps our clients feel confident in working with us. Executive client liaison and Investment Operations Client Experience Manager - Manage and lead admin team in enhancing our overall client experience to provide exceptional service.
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