Patricia Fox

Background

About Patricia Fox

Dynamic executive with extensive expertise and experiences in all aspects of compliance. A leader who has a proven track record of developing a compliance framework that balances the regulatory requirements with the business needs because of strong people skills with an emphasis on collaboration, innovation and solutioning for complex solutions. Previously the Chief Compliance Officer of MetLife’s insurance broker dealer who instills a culture of compliance and trust. Successfully implemented various compliance programs and systems including electronic communications surveillance, customer complaints tracking, gifts and entertainment and sales material for U.S. employees. Works collaboratively with various teams including Privacy, Anti-Financial Crimes, Ethics, Government Relations, Risk Management, Legal and Licensing. Previously responsible for client management and marketing efforts in the high net worth marketplace. Led development of illustration system from concept to execution to support private placement and registered business for new business and inforce clients as well as managed user support and additional enhancements.