Patrick Casey Mulligan

Background

About Patrick Casey Mulligan

Expertise in investment advisor and broker/dealer sales and operations. Ever Increasing responsibilities that include retail client onboarding, new account opening, asset movement, lending solutions, individual retirement accounts, qualified plans, client call center of registered reps, advisory program management, and employee mentoring and development. Seven years specializing in retirement plans, eight years as a front-line people leader, six years in advisory operations, 3 years managing managers. 15 years of Leadership and investment operations experience. Currently responsible for over 60 team members with the support of five dedicated and experienced managers. FINRA Series 6, 7, 24, 63 licensed and completed the Securities Industry Institute Executive Educational Program through the Wharton School of Business. Always taking on new responsibilities to broaden my scope and increase my involvement in new enterprise initiatives. Always looking to take on new challenges and responsibilities.