Verified recordBanking

Patrick Dussault

Senior Compliance Business Oversight Analyst at Td

Based in Ottawa, Canada

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Seniority

Staff

Department

Other

Location

Ottawa

Industry

Banking

Company size

105K

Contact information

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Email

1 credit

p•••••••@td.com

Phone

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Background

About Patrick Dussault

Responsible for the management of risk and to identify, escalate and report operational risk events in compliance with policy. • Ensures activities remain within the organization’s risk appetite and comply with all operational risk management policies. • Manage and drive to remediation all issues identified through various internal Business partners and external Regulators. • Manage program-specific activities collaboratively with control partners. • Lead in the issue management through all life-cycles (identification of issues, development of remediation plans and ensuring key stakeholder involvement for timely resolution of issues). • Manage activities associated with issues deemed as a Regulatory Breach in conjunction with Risk Partners. • Maintain Executive reporting focusing on- business trends, risks, losses, and issues on aggregated basis and recommend management action to minimize risk exposures. • Support Operational Governance programs. • Design, implement and maintain effective internal controls in compliance with Operational Risk Management and other control function policies. • Provide guidance on regulatory matters in business projects related to document requirements, findings identified during project, and/or regulatory submissions. • Protect TD Bank's interests by keeping up to date on external business trends, risk management issues, regulatory guidance and maintaining knowledge of existing and emerging risk issues across the business. • Risk Management orientation and experience with a focus on Operational Risk and Regulatory Compliance. • Maintain a strong understanding of the Bank Policies, Standards and Guidelines.

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