Peter Bolitho

Background

About Peter Bolitho

I have been employed in various senior roles over the past twenty-one years combining Company Secretarial work with compliance management, directorships and a CEO role. Twenty-five years of compliance and risk management experience - wealth management & financial planning, stockbroking, AML/CTF, FATCA & CRS, superannuation, life & general insurance Managed Group insurance - PI, D&O, public liability, industrial special risks, corporate travel, trustee indemnity, income protection. Management of licensing and regulatory requirements and experience in dealing with APRA, ASX, AUSTRAC, ATO and ASIC and in providing reports to regulators as well as AFCA, FOS, IEC Enquiries and Complaints Service, FICS, LICS and the FPA complaints services Twenty-five years’ experience in providing advice, reports and training on legislative and technical issues to superannuation fund trustees, company directors, management and staff Managed outsourced legal, investment manager, audit and compliance relationships. Experience in litigation and complaints management Previous experience as a Superannuation Fund Trustee, Director of Companies, Principal Executive Officer of a small Life Insurance company and Responsible Officer/Manager, former CEO of a superannuation and funds management arm Experience in establishing and maintaining new plans and strategies, policies, frameworks and tools in a timely manner and ensuring that they meet business objectives and receive support from all levels of the business Experience in conducting audits, implementing changes as a result of audits, training staff and investigating breaches and incidents and as a Complaints, Privacy and AML Officer Sixteen years’ experience as a Company Secretary Chartered Secretary (ACIS)(AGIA), F Fin, Member of FINSIA, Individual member, Australian Compliance Institute, affiliate member