Peter van Vliet

Background

About Peter van Vliet

Proven track record as compliance professional at a startup in the Fintech sector and two leading asset management companies in the Netherlands. Enthousiastic and pragmatic compliance professional with a good understanding of the regulatory landscape applicable to the fintech and the asset management sector (Wft, sanction law, PSD2, UCITS, AIFMD, MiFID 2, MiFIR, MAR, EMIR, IFD/R, SFDR).@NN IP - SPOC compliance for SFDR and IFD/R project implementation @NN IP Member of various governance bodies / boards @PEAKS - Led the PSD2 license process at DNB and obtained the first license for fintech Peaks for the new payment services in the Netherlands @PEAKS - Set up of the full compliance organization from scratch to having a fully functioning (compliance) organization (MiFID license, policies, AOIC, etc) with more than clients at the fintech startup / scale up Peaks @PEAKS - Coordinated the license application for a MiFID Investment Firm at AFM and the license application as a payment service provider under PSD2 at DNB @PEAKS - Project lead GDPR & MiFID II @ROBECO - Core project member for international projects for US Compliance (Broker Dealer and Investment Adviser) set up at the Robeco offices in Miami, New York and Boston.@ROBECO - Project lead execution of monitoring plan @ROBECO - Project lead implementation Market Abuse Regulation @ROBECO - Project member MiFID II/ MiFIR of core implementation team at Robeco untill May 2017