Pratik Datta

Background

About Pratik Datta

I am a seasoned professional with over 11 years of experience in Regulatory Reporting & Compliance, specializing in monitoring and reporting substantial holdings, sensitive industries, short selling, takeovers, and industry limits across various jurisdictions. Currently pursuing CFA Level II, I possess in-depth knowledge of Equity, Fixed Income, Mutual Funds, Derivative Instruments, Capital Markets, and Valuation strategies. At Invesco, I lead a team focused on APAC jurisdiction, establishing new processes, and ensuring compliance with regulatory requirements. I have successfully managed process migrations, collaborated with internal and external legal counsel, and participated in the global launch of regulatory applications. Previously, at Credit Suisse, I handled regulatory shareholder reporting, trade surveillance, and compliance initiatives. My expertise extends to transaction monitoring, name screening, and investigations into money laundering and terrorist financing activities. Core Competencies: Regulatory Reporting, Effective Communication,Stakeholder Management, Process Migration/Implementation, Risk Mitigation,Team Management