Raj Kishore

Background

About Raj Kishore

Reporting : • Reconciling of all broker trades on TD for Emerging markets like Australia, New Zealand, Singapore, Korea, Taiwan etc. • Updating the correct brokerage in our system for all brokers for each markets. • Amendment and rebooking of broker trades if any discrepancy like TD, VD, Price, Brokerage etc. and booking of warehouse trades. • Working on cash and stock breaks. • Sending trade confirmation reports to internal clients for Emerging markets like Australia, Newzealand, Singapore, Korea,Taiwan etc on TD. • Generating reports to check trades stuck in error queue and asking static team to setup ISIN and resubmit the trades. • Inputing trades to warehouse account for client price error • Performing AMS matching on trade level for the SEHA SEHZ and SEHK trades executed in exchange with our booking. Booking missing trades in our system for the same executed in exchange. Settlements : • Handling settlements following trade life cycle in APAC/ Asian markets for the equity trades. • Responsible for releasing trade settlement instructions on T+1 via SWIFT and managing value date settlement. • Fails / unmatched trades management and updating MO, FO, clients and counterparties. • Checking on the trade alignment, informing counterparties on missing instructions, advising MO and FOs on short positions, Keeping MO/FO and the counterparties on a high alert in case of any settlement issues. • Requesting for FX’s/ Swaps loans and deposits based on the requirements for settlement of the trade. Sending out the payment instructions MT202, MT103 and other free messages like MT299, 199, 292, 599 etc. to the agent banks. • Daily reconciliation of the stock and cash breaks. • Daily reconciliation of client trades, broker trades and house trades. • Monitoring special settlement cycle trades and funding positions. • Handling client queries like off market settlement cross border transfers etc. • Settling OTC trades and settling ETF trades via sending forms. • Sending out New/Expiry forms of DLC to exchange via form submission and making the payment/receiving the payments from client. • Ensuring all the activity of the team is completed on a daily basis and reminding them in case of any miss-outs so that the daily BAU is completed without quality being affected.