Ranjith Thyagaraj
Compliance Manager at Acuity Knowledge Partners
Based in Bengaluru, India
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Seniority
Manager
Department
Legal
Location
Bengaluru
Industry
Financial Services
Company size
6K
Contact information
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r•••••••@acuitykp.com
Phone
5 credits+91 ••• •••• ••••
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Background
About Ranjith Thyagaraj
Experienced investment professional with a demonstrated history of working in asset management industry for 9+ years. Reviewed firm's advertising and sales literature pertaining to industry regulations and standards, performed post trade monitoring (Short selling, Best Ex, Fair allocation), executed regulatory filings (Annex IV, CPO PQR, Form PF), monitored staff electronic communication, prepared various company policies and responded different DDQ from compliance perspective, and other ad hoc compliance task.
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