Rashmi Mohan
Compliance Manager at Field Seymour Parkes Llp
Based in United Kingdom
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Seniority
Manager
Department
Legal
Location
United Kingdom
Industry
Law Practice
Company size
143
Contact information
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r•••••••@fsp-law.com
Phone
5 credits+44 ••• •••• ••••
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Background
About Rashmi Mohan
Compliance and risk management professional with in-depth knowledge and experience in second-line of defence functions, regulatory advice, compliance monitoring, thematic reviews, horizon scanning, regulatory reports, committee packs, and maintenance of company policies. Key Skills • Experience in regulatory compliance, monitoring, and Second Line functions. • Knowledge of MCOB, SYSC & DISP rules in the FCA handbook. • Development, Monitoring & Adherence for policies & processes. • Knowledge of AML KYC, CDD & Financial Crime. • Training and coaching external and internal team members. • Stakeholder management, communication, and reporting. • Implementation and delivery of the Second Line Monitoring Programme. • Regulatory Reporting. • Horizon Scanning for regulatory updates.
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