Rhett Das

Background

About Rhett Das

I help you to understand and apply legislation to your business, so you can bridge the gap between regulator expectations and the reality of giving advice. My role is to provide confidence that if the regulator knocks on the door, your risk has been mitigated as much as possible. I like to say that we see ourselves as your eyes and ears for danger because we see it before others do. For us, it’s hiding in plain sight. My diverse career spans the legal and financial services industries. I have worked as- A solicitor in private practice - An investigator for the Australian Competition and Consumer Commission A panel case manager for the Financial Ombudsman Service (FOS)- The Head of Compliance for an ASX listed company that holds two AFS licences - An independent expert in various enforceable undertakings I started Integrity Compliance and RDLegal to be able to provide support to AFS Licensees of all shapes and sizes. I felt there was a need to provide a service that understands and caters for the needs of financial advice businesses. I have a unique skill set and a deep understanding of the balance needed to achieve both regulatory and commercial outcomes. I also have a passion and energy for our industry and better advice solutions, with 100% commitment to delivering the best solutions.