Seniority
Other
Department
Other
Location
Philadelphia
Industry
Banking
Company size
105K
Contact information
Reveal Robert's email and phone
Direct contact data is gated. Sign up and reveal. You only pay for verified records.
r•••••••@td.com
Phone
5 credits+1 ••• •••• ••••
You only pay for valid records. Bounced emails and disconnected numbers cost nothing.
Background
About Robert A. Pope
Broker-dealer compliance professional with extensive experience ensuring adherence to FINRA, SEC, and other regulatory requirements. Develop and implement comprehensive compliance programs, conduct branch examinations, and manage regulatory audits. Perform in-depth risk assessments, create and execute policies and procedures, and serve as trusted advisor to senior leadership. Recognized as subject matter expert in compliance and supervision, with proven ability to identify risks and implement solutions that minimize exposure to Broker-Dealer. Known for strong communication and presentation skills, especially when collaborating across cross-functional teams and with executive stakeholders. Valued for ability to work independently or as team member, drive initiatives to completion, and foster strong internal and external relationships through solutions-oriented, partnership-driven approach.
Decision-makers
Other people at Td
- HFManager
Hayley Fashoda
Retail Onboarding Coach · Customer/Client Service
- CHStaff
Carmella Hair
Gaml Testing Analyst Iii · Information Technology
- MNDirector
Manu Narang
Director, Canadian Interest Rates Trading · Other
- MJStaff
Marlon Jones
Global Security Investigator · Public Administration & Safety
- OPStaff
Ozan Pala
Software Engineer Ii · Information Technology
Build a list of verified contacts at Td
Free for 7 days · 50 credits · no card · only pay for verified records.
Reach more buyers like Robert
250M+ professionals with verified email and phone. You only pay for records that actually verify.
7-day trial · no credit card · cancel anytime