Robert Gockley

Background

About Robert Gockley

Senior Audit and risk management professional with over 25 years experience in the financial services industry. Expertise governs operational risk management, information security, technology audit, and business continuity management. As director of Risk Management, I was directly responsible for implementing the enterprise risk management program framework. I developed the enterprise risk management policy and communicated the risk appetite statement across the enterprise. In this role, I liaison with AST's business and support organizations in the identification and reporting of key risks that are aligned with the organizations strategies and objectives. I reported quarterly to the board of managers on the effectiveness of the risk framework and control environment. Partners with line management in the development of risk control assessments (RCSAs) the design and reporting of monthly key risk indicators, and reporting of operational risk events. As lead IT audit examiner at Sumitomo Mitsui bank. I am directly responsible for the development of the IT audit plan, risk assessments and manage the execution o f the audit program. Reports directly to the Chief Auditor and reports quarterly all IT audit results quarterly to the Audit Committee