Verified recordFinancial Services

Robert Kiff

Home Office Registered Principal at Cadaret Grant

Based in United States

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Seniority

Director

Department

Finance & Accounting

Location

United States

Industry

Financial Services

Company size

Contact information

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r•••••••@cadaretgrant.com

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Background

About Robert Kiff

LICENSES that are currently active: • Series 7 and Series 63: General Securities Representative • Series 65 – Uniform Investment Adviser Law Exam • Series 24: FINRA General Securities Principal • Series 9/10: General Securities Sales Supervisor • Series 53: Municipal Securities Principal • New York Health & Life Insurance * Series 99TO - Operations Professional Examination * Series 52TO - Municipal Securities Representative Examination * Series 57TO - Securities Trader Exam * SIE - Securities Industry Essentials Examination OBJECTIVE: Dedicated compliance and operations professional with 25+ years of experience seeking a role where I can utilize my expertise in risk assessment, regulatory compliance, business development, and operational efficiency to improve organizational performance

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