Robert Tuite

Background

About Robert Tuite

ASL Capital Markets Inc.( joined in November 2017) Chief Financial Officer Responsible for all Financial accounting and regulatory reporting, and Liquidity and Funding. CRT Capital Group LLC 2011-2017 Senior Vice President & Controller Chief Financial Officer (since September 2014) Chief Audit Executive • As Chief Financial Officer: Responsible for Financial Control, Product Control, Operations and Treasury functions work closely with Chief Executive Officer on strategic initiatives for prospective investors and acquisitions • As Controller, responsible for financial accounting and reporting, management reporting and regulatory reporting functions. Responsibilities include: Responsibility for monthly FOCUS reporting Preparation and review of annual budgets • Responsible for Internal Audit function with outsourced staff Review audit results, determine audit ratings, and ensure remediation of findings with auditees UBS Investment Bank (a Division of UBS AG) 1995-2011 Executive Director & Controller- U.S. Subsidiaries Coopers & Lybrand 1984-1995 Senior Audit Manager- worked in Securities and Commodities practice engaged principally in audit services. Other Interests-Serve as President of Board of Directors at St. Francis de Sales School for the Deaf, Brooklyn, New York -Executive Council for Presidents Business Council at the University of Scranton -Finance Committee, St Leo’s Parish, Stamford Connecticut Series 27 License Certified- FINRA