Rodney Perry

Background

About Rodney Perry

Experienced regulatory and compliance professional with a Juris Doctor and broadly grounded in commodities & securities law. Expertise in researching and analyzing complex legal issues and casework; conducting thorough and detailed investigations; monitoring and reviewing complex financial data; and, providing guidance and information on financial rules and regulations. Reputation for thoroughness and organization in case management and hearings. Proven record of defending cases and negotiating settlement agreements. Persuasive communicator with outstanding writing and presentation skills. Successful in analyzing issues and developing innovative solutions. Specialties: Arbitration, Commodity Futures Regulation, Regulatory Investigations and Interviews, Financial Services, Compliance, Derivatives, SEC, NFA, CFTC, CME, CBOT, NYMEX and COMEX rules, Futures and options, Compliance procedures and standards, Rules Implementation & Enforcement, Video and Actual Surveillance, Legal Writing, Research and Analysis, Case Preparation and Presentation, Customer Service.