Roger Warner
Clearance and Settlement at Bmo Nesbitt Burns
Based in Canada
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Seniority
Staff
Department
Other
Location
Canada
Industry
Investment Management
Company size
2.4K
Contact information
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r•••••••@bmo.com
Phone
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Background
About Roger Warner
Accomplished professional with extensive experience in varied Management roles including Business Operations, Customer Relationships, I.T, BCP, Audit and Project Management and execution. A team player with the keen ability to communicate with varied stakeholders in their areas of expertise. I have career experience in the Financial Services, Retail and Manufacturing sectors. Board level experience as a Director-at-Large for approximately five years at the Scarboro Figure Skating Club and from mid-2019 until mid-2022 as a member of the Board of the condominium at which I reside. Business Operations Management • managed the relationship with clients on a day to day basis as well as formal quarterly meetings; • managed relationships with new clients; • oversaw internal and external (s3416) audit programs; • oversaw Business Continuity Planning program; • oversaw Regulatory reporting with regards to day-to-day obligations; • coordinated the business operations team in crisis situations Information Technology Management • managed day-to-day scheduling; • managed vendor relationships; • oversaw Disaster Recovery Planning program; • oversaw development, computer operations, system administration and point-of-sale teams; • coordinated the information technology team in crisis situations Information Technology • Computer Operator; • Programmer Analyst; • Systems Programmer; • Data Base Administration; • Data Centre Manager; • Manager, Systems; • Director, Information Technology Project Management • I managed numerous initiatives over the years within the Information Technology and Business areas; • I was the representative for key initiatives that involved the Canadian Capital Markets Association (CCMA): o Year o The move of the settlement cycle from Trade Date plus three (T+3) to Trade Date plus two (T+2) • I was the key business representative in numerous major projects: o change of clearing platforms; o change of payment technologies; o the implementation of a Central Counterparty (CCP) for Repo
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