Rohit Rai

Background

About Rohit Rai

I am a Transformation & Risk Leader with 15+ years of experience shaping and delivering enterprise-wide programs across global banking and financial services. My expertise spans business and operational risk, resilience, third-party risk management (TPRM), wealth management, and capital markets, with a strong track record of executing both regulatory-driven and discretionary change initiatives.I specialise in leading large-scale, cross-border transformation programs that strengthen governance, improve resilience, and enable sustainable business growth. Partnering closely with senior stakeholders, I bridge strategy with execution — ensuring that regulatory obligations, client expectations, and operational priorities are met without compromising efficiency or scale.Strategic Domains- Risk & Resilience (operational resilience frameworks, crisis readiness, business continuity)- Third Party Risk Management (governance, due diligence, contingency planning, regulatory alignment)- Regulatory Change & Transformation (MiFID II, global client migrations, booking model changes)- Capital Markets & Wealth Management (trading, client onboarding, process optimization)- Enterprise Program Management (PMO leadership, governance, offshore transitions, stakeholder management)Notable Achievements- Directed banking migration programs involving complex, multi-market client migrations- Led Third Party Risk Management initiatives to address heightened regulatory scrutiny and strengthen enterprise resilience- Spearheaded MiFID II booking model transformations and Brexit resulted trade controls ensuring regulatory compliance- Orchestrated onshore-to-offshore transitions and large-scale change programs across global teams