Roop G.

Background

About Roop G.

Highly adaptable Regulatory Compliance Professional w/ over 12+ years of subject matter expertise in Legal, Risk Mgmt, Compliance & Enterprise Governance. Experienced assessing, performing & managing risk & compliance programs, including enhancing processes to mitigate financial, regulatory, legal & reputation risk. Comprehensive in-depth knowledge regarding financial institutions (FIs) & financial services industry alphabet soup of regulations, including but not limited to, UDAAP, ECOA, TRID, RESPA, TILA, CRA, EFTA, BSA, AML, OFAC, Privacy Act, GLBA, FCRA, FDCPA, HMDA, TCPA, SCRA, MLA, & E-Sign laws & rules enforced & regulated by federal & state agencies such as OCC, FDIC, CFPB, FTC, FFIEC & FinCEN. Experienced in planning & preparing annual audit & compliance rpts to senior mgmt & Board of Directors. Thorough understanding of data protection reqs (SOX I & II/PCI) w/ a keen ability to embrace & foster a commitment towards a culture of compliance. Continued knowledge procurement via industry guidelines, seminars, webinars, etc. to ensure safe & sound practices This career as a Regulatory Risk Compliance Pro, today is my passion, but as a young man, the industry & role was nowhere on my radar. However, an epiphany came over me roughly 15+ years ago as I hit adulthood, contemplating & questioning my value & contribution to society. Q's like what my legacy will be? What difference will I make? Who will I impact? These answers helped enlighten me. The Risk & Compliance field provides gratifying opportunities to be of service, while instilling integrity, dedication & selflessness. Thus, realizing this industry would allow me an opportunity to assist FIs in maintaining responsible steps to foster safe & sound banking practices, which grows consumer confidence & economic growth. My goal is to wholeheartedly embrace this opportunity & I aim to make a difference through my profession as a Regulatory Compliance Professional, & working for a FI w/ identical values & ethics