Rory Oconnor
Director at Bates Group
Based in Lakeville, United States
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Seniority
Director
Department
General Business & Management
Location
Lakeville
Industry
Business Consulting and Services
Company size
128
Contact information
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r•••••••@batesgroup.com
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Background
About Rory Oconnor
As a director at Bates Group, I provide compliance solutions to financial service providers, including investment advisors, broker-dealers, hedge funds, and private funds. I have over 30 years of experience in this field, focusing on compliance and regulatory support of various financial operations and activities. My core competencies include compliance consulting, AML/BSA, financial crimes, KYC, SEC/FINRA/MSB, and financial services. I have a strong track record of helping clients meet their compliance obligations and establish best practices, while navigating the increased regulatory pressures and budget constraints in the industry. My mission is to be a trusted and reliable compliance expert for my clients and to deliver high-quality and tailored solutions that meet their specific needs and goals.
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