Rupesh Rajguru

Background

About Rupesh Rajguru

Applying clients funds to various investments options, as per instruction from financial advisors Quality Compliance of various investments processed in option like mutual funds, bonds and pension products. • Ensuring all transactions are processed within cut-off times accurately, efficiently while exercising due diligence. • Responsible for day to day securities settlement operations on equity and fixed income trades. • Responsible for escalation, investigation and rectification of trades within established time frames. • Reviewing clients investment applications and referring back to financial advisor or manager in case of any remedial actions required. • Investigation of erroneous transactions for the root cause analysis and making changes to procedure for avoidance of any future error. • Maintain accounts of deceased investors according to procedure.