Sam Senno

Background

About Sam Senno

As Associate Director of Group Investigations and Employee Conduct at UBS, a global financial services company, the focus is on ensuring compliance with regulatory standards and internal policies while safeguarding the organization's reputation. This role involves overseeing complex investigations into employee conduct and facilitating ethical decision-making across global teams. Contributions include fostering a culture of accountability and transparency by collaborating with stakeholders across diverse regions. The role integrates data analytics and risk management to drive actionable insights and support informed decision-making. Advanced proficiency in tools such as Excel and data analysis certifications, including the IBM Data Analyst Professional Certificate, enhance the ability to identify trends and mitigate risks. Multilingual capabilities, including fluency in Japanese, enable seamless communication and collaboration across international markets, further contributing to global compliance initiatives.