Sam Thomas
Global Head of Investment Compliance at Neuberger Berman
Based in New York, United States
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Seniority
Director
Department
Finance & Accounting
Location
New York
Industry
Financial Services
Company size
3.1K
Contact information
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s•••••••@nb.com
Phone
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Background
About Sam Thomas
Experienced Global Compliance Leader with a proven track record of driving operational excellence and mitigating risk. Adept at leading and building high-performing, diverse teams across regions, fostering a collaborative and inclusive work environment. Passionate about leveraging technology and data-driven insights to transform compliance operations and navigate global complexities. Keywords: Global Compliance, Investment Compliance, Regulatory Expertise, Aladdin, Asset Management, 2a-7, 40Act, ERISA, Leadership, Collaboration, Change Management, Project Management, Team Building, Technology, Data Analytics, Sustainable investing
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