Sara Sympson
Senior Regulatory Compliance Professional at Compliance Risk Concepts Crc
Based in Westlake, United States
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Seniority
Manager
Department
Legal
Location
Westlake
Industry
Financial Services
Company size
57
Contact information
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s•••••••@compliance-risk.com
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Background
About Sara Sympson
Senior compliance manager with approximately 15 years of experience in registered investment advisory, wealth management, mutual fund, and institutional investment compliance programs with specific expertise in the coordination and review of firm communications and advertising in accordance with regulatory requirements and internal policies.
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