Sarah Mitakis
Vice President Compliance at Icapital
Based in Canada
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Seniority
Vp
Department
Legal
Location
Canada
Industry
Technology; Information and Internet
Company size
2K
Contact information
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s•••••••@icapital.com
Phone
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Background
About Sarah Mitakis
Experienced Compliance and Risk Management professional with a demonstrated history of working in increasingly progressive roles in the wealth investment, asset management and banking industry. Skilled in Investment Funds, Exempt Market Dealer, Mutual Fund Dealer & Asset Management Operations, Governance & Compliance, Anti-Money Laundering, Securities Legislation, Regulatory Filings, Reviews & Audits, Due Diligence Questionnaires, Executive Management Reporting, Sales Practices, Sales Communications, Social Media Compliance, Continuous Disclosure Documents, Departmental Testing & Oversight, Business Advisory Support, Policy and Procedure Writing, Data Reporting and Analysis, Adaptability, Deadline-oriented, Leadership, Interpersonal, Team Motivation and Effective Communication.
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