Seniority
Staff
Department
Other
Location
Layton
Industry
Banking
Company size
23K
Contact information
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s•••••••@key.com
Phone
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Background
About Sarah Sims
Marketing compliance expert providing services for assigned lines of business at KeyBank. Diplomatic communicator. Seasoned professional in assessing regulatory risk. Always remain solutions oriented while collaborating with business units on new initiatives. Experienced in management: Managed a team of compliance specialists reviewing the marketing collateral for multiple marketing departments/loan officers from multiple lenders. Proficient in ServiceNow, Wrike, Workfront, and Total Expert systems. High capacity to adapt to changing environments as demonstrated through career growth amidst multiple lender acquisitions. Project managed the creation of a marketing review ticketing system. Developed policies, procedures, and checklists to facilitate the compliance review of marketing material. Effective in training and developing a compliance team, internal departments, and sales force by providing organized training tools and resources. Experienced with collecting, submitting, and responding to findings on multiple state and federal examinations.
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