Scott M.

Background

About Scott M.

EAC Compliance and Operational Risk Specialist with a passion for exceeding goals, sharp critical thinking skills, and excellent problem solving capabilities. I service as an ambassador for risk culture. Providing analytical support in executing internal control discipline and operational excellence. Organizes data in order to monitor and test the effectiveness of key controls and status of mitigation and action plans assisting to keep associates accountable for their actions. I am responsible for enterprise-wide oversight of processes, controls, laws, rules, and/or regulations that have enterprise-wide applicability, affecting two or more Front Line Units or Control Functions (“FLU/CF”). This role assists in developing and maintaining a global coverage plan which defines the scope and risk-based focus of the second line’s risk management activities. The EAC C & OR Specialist also assists in preparing materials for C & OR regulatory exams/audits/inquiries and may assist with preparation for FLU/CF regulatory exams/audits/inquiries.