Scott Pomfret
Senior Advisor at Blue Heron Research Partners
Based in Boston, United States
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Seniority
Director
Department
Research & Development
Location
Boston
Industry
Research Services
Company size
92
Contact information
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s•••••••@blueheronrp.com
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Background
About Scott Pomfret
Seeking to provide independent director and advisory committee services to additional private investment funds and to public companies; advisory board services to financial/regulatory technology firms; and legal and compliance advice to SEC and CFTC registrants and the independent research firms that serve them. Strengths include strong relationships with federal, state and international regulators and criminal authorities; the ability to digest and process large amounts of information quickly, to present ideas concisely and cogently, and to identify and provide practical solutions to address potential problems; and expertise in multiple areas and issues in the field of securities and commodities regulation. Specialties: director-level leadership and strategic consultation concerning legal, compliance and risk infrastructure in the face of rapid regulatory and technological change; government enforcement; internal investigations; SEC/CFTC compliance; regulatory due diligence and risk management; FCPA; and operationalization of regulatory and cybersecurity governance mandates.
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