Verified recordFinancial Services

Sergio Ramon

COO - Hmc Capital and Gama Investimentos at Hmc Capital

Based in São Paulo, Brazil

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Seniority

Other

Department

Other

Location

São Paulo

Industry

Financial Services

Company size

102

Contact information

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Email

1 credit

s•••••••@hmccap.com

Phone

5 credits

+55 ••• •••• ••••

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Background

About Sergio Ramon

Accomplished executive leader with 25+ years of experience in Settlements, Custody, and Trade Operations, specializing in complex financial markets for Investment Banking and Wealth Management. Expertise in leading Brazil Settlements Operations, ensuring compliance with global regulatory entities (Bacen, CVM, FINMA, BVI FSC, CIMA, SEC, CFTC), and optimizing operational risk controls. Proven track record in managing Stock Loan, Structured Notes (COEs), IPOs, OTC & Listed Derivatives, Deliverable FX, and Fixed Income settlements. Passionate about driving automation, reducing risk, and improving trade lifecycle management. Skilled in leading cross-functional teams to achieve operational excellence and deliver impactful process improvements. Strong leadership in developing high-performance operational strategies for investment banking and wealth management businesses. Fluent in Portuguese and English, with working proficiency in Spanish, enabling effective business communication at senior levels.

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