Stacy Brice

Background

About Stacy Brice

As the Chief Compliance Officer and Legal Counsel at Palmer Square Capital Management LLC, an alternative investment manager, I oversee all aspects of the firm's compliance program and legal affairs. I have been with Palmer Square for over five years, and I have more than fifteen years of experience in the financial services industry. My core competencies include developing and implementing compliance policies and procedures, providing legal guidance and support, conducting risk assessments and audits, and ensuring adherence to regulatory requirements and industry best practices. I also have extensive knowledge and expertise in securities and capital markets, hedge funds, and other complex financial instruments and strategies. My mission is to protect the interests of the firm and its clients, while fostering a culture of compliance and ethics.