Verified recordFinancial Services

Steve Pene

CFO CCO at S.L. Reed & Company

Based in Los Angeles, United States

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Seniority

C-Team

Department

Finance & Accounting

Location

Los Angeles

Industry

Financial Services

Company size

11

Contact information

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Email

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s•••••••@slreed.com

Phone

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Background

About Steve Pene

Financial executive with extensive financial reporting, budget preparation, operations and systems experience within the financial services and insurance industries. Possesses excellent leadership and management skills. Accomplished track record implementing and managing financial systems, operations systems and internal controls in compliance with Sarbanes-Oxley. Hands-on expertise in mergers & acquisitions, investment banking, capital markets, treasury, cash management and project management. Maintains an excellent audit and regulatory track record with public accountants, SEC, FINRA, Federal Reserve, NFA, and NAIC. Specialties: Expertise with Advent Axys/ brokerage systems, G/L software. Series 7, 63, 24, 27, 04, 79 licenses

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