Sumit Ginglani

Background

About Sumit Ginglani

CISA and Prince 2 practitioner with 16+ years of experience in partnering with Global Financial Institutions for managing, consulting, auditing their business processes and IT security solutions. The experience includes delivering enterprise risk management solutions, implementing GRC solutions and performing IT audits. • Extensively worked on various Regulatory Compliance like SOX (Internal Controls Review & Monitoring), SSAE 16 (Service Organization Compliance), ISO27001 (ISMS) Solvency II (Operational & IT Risk Assessment, Dispensation & Risk Acceptance Process), SEPA (International Payments Compliance) etc. • Delivered integrated GRC solution using SAS eGRC which included Risk management framework - RCSA, IT compliance management solution using integrated controls library, IT policies, standards & exceptions management solution, Sarbanes Oxley (SOX) 404 solution and centralized issues management & remediation. • Worked on Big 4 client assignments which include SOX Audit, Audit Support Engagement, Risk Controls Assessment, Internal Control Review and Monitoring, Audit issues review & Management, Security & Controls Assessment of Banking & Insuarance majors and IT & Security Audit for manufacturing, telecom, government and financial organizations in India, United States, Denmark, Latin America, APAC and United Kingdom. Specialties: SOX 404; Internal Audit; SAS eGRC (Operational Risk Management); Solvency II (Operational & IT Risk Assessment, Dispensation & Risk Acceptance Process); Business Process Reviews; Business Continuity Planning; Information Security & Risk Management; SAS70/SSAE 16; Statutory Audits; ISO 27001