Sumithra S.

Background

About Sumithra S.

# With more than a decade of experience in different streams like Compliance Banking & Finance and IT. # Self is looking to advance myself in the Anti-Money Laundering / Compliance Officer job profile where my previous banking acquired proficiency along with my current compliance duties can be leveraged to accomplish the desired results. # Have completed ACAMS course from Zabeel International Institute Dubai and will be applying for the certification exam soon. # Facilitating in developing implementing maintaining and supporting the compliance frameworks procedures and policies including preparing credit policy standards and controls. # Strong onboarding / KYC screening including Counterparty Risk Appraisal Report & Ratings Trade Surveillance Conduct of Business. # Orchestrating day-to-day screening of all incoming / outgoing funds assessing the risk performing credit analysis reviews of existing / new customers and record keeping with the effective administration of the Counter-Terrorism Financing (CTF) / Anti-Money Laundering (AML) Policies. # Familiar with OFAC (The Office of Foreign Assets Control) / SDN (Specially Designated Nationals) UN and EU regulations and their applicable legal and regulatory policies controls and procedures. # Strong analytical and investigative abilities to analyze and trace suspicious activities / transactions including any sanctions-related events. # Good knowledge and understanding of banking financial bullion and share market also insurance industry. # Ability to communicate effectively (oral & written) deal courteously with clients with tact and confidentiality and build long-term working relationships. # Like to travel trekking (highest peak achieved is Kuari-pass trek at 12 500 feet) adventure sports enthusiast (done skydiving paragliding parasailing zip-line scuba diving river rafting) and backpacking tours.