Susan B.
Lead Control Management Officer - Wim at Wells Fargo
Based in Charlotte, United States
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Seniority
Other
Department
Other
Location
Charlotte
Industry
Financial Services
Company size
223K
Contact information
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s•••••••@wellsfargo.com
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Background
About Susan B.
I am a risk and compliance professional with 15+ years of experience helping financial institutions strengthen controls, manage issues, and meet regulatory expectations. My work spans operational risk, RCSA, issue validation, fiduciary oversight, and compliance program execution. Earlier in my career, I spent over a decade at Bank of America Private Bank, building a strong foundation in investment strategy, fiduciary governance, and trust compliance—experience that still shapes how I approach risk today. I’m often the one who “finds things”—patterns, control gaps, or root causes that aren’t immediately obvious. I’ve learned to trust that instinct and follow the thread. It’s helped me support audits, close long-standing compliance issues, and lead successful remediation efforts. I’ve worked across Wells Fargo, Fifth Third, Bank of America, and Morgan Stanley. I value clarity, quiet leadership, and doing work that helps organizations stay steady, accountable, and prepared for what’s next. Always open to meaningful conversations and opportunities to contribute.
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