Tammy Pfaff

Background

About Tammy Pfaff

Are legacy compliance tools slowing your team down? Drowning in false positives or manual workflows? Struggling to keep up with FINRA or SEC expectations for archiving and surveillance? If so, you're not alone - and that’s where I come in. I help compliance, risk, and IT leaders at heavily regulated financial institutions replace outdated supervision systems with modern, AI-powered solutions. Since 2018, I’ve partnered with firms to reduce regulatory exposure, streamline alert reviews, centralize data access, and transform compliance into a strategic advantage. Today at Behavox, I work closely with executives and operational teams to:*Migrate off legacy vendors and improve ROI *Implement AI-driven surveillance that surfaces real risk, not noise *Deploy centralized archiving and eDiscovery that’s built for scale *Reduce FTE workload, avoid audit gaps, and align with evolving regulatory expectations I’m not just selling software—I’m helping financial firms build a future-proof compliance stack. — Want to see how AI-led compliance can transform your business? Book a discovery call: https://calendar.app.google/SHpFQEoWMqsfsKi3A Learn more: