Terry Schafer
Chief Compliance Officer at Sargent Investment Group
Based in Washington, United States
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Seniority
C-Team
Department
Legal
Location
Washington
Industry
Investment Management
Company size
15
Contact information
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t•••••••@sargentinvestmentgroup.com
Phone
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Background
About Terry Schafer
A seasoned Financial Services Executive experienced in strategic planning and business growth, as well as operations management, technology infrastructure and development in Investment Advisory, Broker Dealers, Banks and On-Line Investment and Trading Platforms. Specialties: Managing Businesses to Profitability, New Business Creation/Business Investment, Structured Products, Regulatory and Risk Oversight and Policy, Control and Compliance
Decision-makers
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