Thomas Golding
Cass Oversight Manager at Ccla Investment Management
Based in London, United Kingdom
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Seniority
Manager
Department
Finance & Accounting
Location
London
Industry
Investment Management
Company size
205
Contact information
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t•••••••@ccla.co.uk
Phone
5 credits+44 ••• •••• ••••
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Background
About Thomas Golding
CISI Associate with more than 12 years of Investment Management experience CISI Accredited - Investment Operations Certificate CASS Compliance and Operations Control Knowledge and industry experience in CASS 1, 3, 6, 7, 8, 9 & 10 - COBS, SUP, SYSC Experience overseeing CASS Audits CASS Advisor / Trainer Building, creating and automating systems, processes & controls to reduce Risk and Resource to Firms arranging and safeguarding client assets
Decision-makers
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Alison Murdoch
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Sharika Sharma
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