Verified recordFinancial Services

Thomas Rosania

Senior Associate, Compliance at Obra Capital

Based in Essex County, United States

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Seniority

Staff

Department

Legal

Location

Essex County

Industry

Financial Services

Company size

166

Contact information

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Email

1 credit

t•••••••@obra.com

Phone

5 credits

+1 ••• •••• ••••

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Background

About Thomas Rosania

Accomplished finance professional skilled in investment compliance analysis; proven success ensuring portfolios, clients, and companies are protected against risks through adherence to internal policies and controls, fund documentation, client account guidelines, and applicable local and foreign regulations. Firm understanding of securities legislation, investment vehicles, derivatives, and investment strategies.Organized and flexible, with keen eye for detail and reputation for reliability and sound judgement; trusted by senior leadership to complete critical tasks and projects on time and to the highest levels of quality. Polished interpersonal communication and presentation skills, with talent for building positive relationships with key stakeholders at any professional level.

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