Verified recordFinancial Services

Thomas Rozman

Partner & Chief Investment Officer at Simplicity Group

Based in Minneapolis, United States

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Seniority

C-Team

Department

Finance & Accounting

Location

Minneapolis

Industry

Financial Services

Company size

654

Contact information

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Email

1 credit

t•••••••@simplicitygroup.com

Phone

5 credits

+1 ••• •••• ••••

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Background

About Thomas Rozman

Successful investment professional and FinTech entrepreneur with over 30 years of experience delivering wealth management solutions and services to broker dealers, RIA's, asset managers and the investing public, ensuring their ability to meet their most critical financial goals and ultimately contributing to the benefit of society. Areas of Expertise: • Proven Business Acumen: Results-driven financial services executive with a reputation for assessing market opportunities, driving market share growth and delivering shareholder value. • Financial Planning & Portfolio Management: Accomplished investment advisor in both private client and institutional market segments. Areas of expertise include digital advice, goals-based planning, portfolio strategy, fixed income securities, structured products and alternative investments. • Sales & Team Leadership: Demonstrated track record for achieving sales objectives and motivating top-performing teams. Breadth of industry experience includes: • Investment Advisory: Advisor business optimization and wealth management services • Capital Markets: Institutional portfolio strategist, complex product sales • Private Client: High net worth portfolio management • Unified Managed Accounts: Advice delivery, model strategies, manager due diligence and evaluation • Previously Held Securities Licenses: Series 7, Series 24, Series 63 • Active Investment Adviser Representative, Series 65

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