Thomas Walsh

Background

About Thomas Walsh

A Director of Enterprise Risk Manager with a global remit and strong investment industry background, product and infrastructure knowledge combined with 23+ years Securities Services Operations expertise. • Risk And controls: Proactive global management of the Governance, Risk and Compliance program within Funds, Custody and Issuer product lines and developing a risk and control culture through all organisational levels. • Global Remit: Extensive experience of managing and partnering with Global teams across the 3 lines of defense through strong communication skills and fostering relationships at all levels. • Innovates: Promotes and engages in identification of Global model gaps, process differences, opportunities for scale, efficiency and improve the service offering in line with strategic objectives of clients and the firm. • Leadership: Inclusive and empowering leader in both direct and indirect management across global teams in multiple time zones. Proven record in employee retention and succession planning opportunities for all. • Continual development: MSc in Compliance completed in 2024 with Honours Class 1. Awarded the designation of Certified Data Protection Officer & Certified Financial Crime Professional in 2023.