Tim McNeill

Background

About Tim McNeill

AML Risk Management Executive with proven success in the design & implementation of financial crimes risk programs to include Anti Money Laundering (BSA), Economic Sanctions (OFAC), Anti-Bribery & Corruption (FCPA), and Enterprise Fraud Management. Extensive experience in the remediation of regulatory enforcement actions for deficiencies in BSA/AML compliance programs. Leader of regulatory engagement with multiple Regulators; FRBNY, OCC, SEC, FINRA, CFPB, DFS and other State Agencies, other Foreign Regulator engagement including but not restricted to BaFIN, FCA, MAS, HKMA. Experienced in building and restructuring effective and efficient Transaction Monitoring and AML/Fraud Financial Crime Operations, inclusive of policy development, quality assurance, operational procedures, workflow, and MIS tailored to specific risk mitigation key performance indicators. Seasoned leader of combined onshore/offshore operations that leverage internal and external resources working in office and on fully remote digital platforms. Responsibilities include development, management, and application of the internal control frameworks (policy, technology & operations) necessary to execute enterprise-wide Financial Crimes Risk Management strategies. Collaboration with domestic and global business units, and other constituents in the integration and harmonization of financial crimes risk management initiatives, which include anti-money laundering, sanctions, bribery/corruption, and fraud/loss management programs. Specialties: CFE, CAMS, CFCI, MBA