Tom Barricelli

Background

About Tom Barricelli

Tom is currently a Business Financial Risk & Controls Manager at Glencore Ltd. and was previously a Manager within KPMG’s Internal Audit and Enterprise Risk (IAER) practice. Tom possesses 7 years of internal controls and internal audit experience, primarily for clients within the financial services industry. Tom is a New York State licensed CPA. Tom has worked primarily with banks and asset managers within their respective Internal Audit and Sarbanes-Oxley functions in the execution of operational, compliance and financial reviews. Tom has delivered co-source internal audit services at financial services institutions, which has included: executing risk assessments, identifying enhancements to IA methodologies, performing issue validations, testing the design and operational effectiveness of controls, as well as writing audit reports. Tom has also partnered with FLoD business partners in executing Risk and Control Self Assessment (“RCSA”) testing programs, which included assessing the design and operating effectiveness of controls as well as providing recommendations in order to address observations identified.